FRTE
Business Description:
Frontera Resources is a Houston, Texas based international oil and gas company that was founded in 1996. The company was organized to pursue international exploration and production opportunities in emerging markets. Specifically, Frontera's strategy is to seek opportunities in hydrocarbon-bearing basins around the world where historical geopolitical and/or economic situations may have caused significant oil and gas plays to be overlooked and underdeveloped.
Contact Information
Frontera Resources Corp.
3040 Post Oak Blvd
Suite 1100
Houston, TX 77056
http://www.fronteraresources.com/
Phone: 713-585-3200
Fax: 713-585-3204
E-mail: info@fronteraresources.com
Wednesday, March 24, 2010
FSHPY First Ship Lease Trust
FSHPY
Business Description:
First Ship Lease Trust is a Singapore-based specialist ship leasing provider offering leasing services on a long term bareboat charter basis to the international maritime industry. It offers maritime operators a financing alternative not typically available from commercial banks or 3 public capital markets.
Contact Information
First Ship Lease Trust
9 Temasek Boulevard
#19-03 Suntec Tower Two
Singapore City 038989
Singapore
http://www.firstshipleasetrust.com/
Phone: (65) 6836 3000
Fax: (65) 6836 6001
Business Description:
First Ship Lease Trust is a Singapore-based specialist ship leasing provider offering leasing services on a long term bareboat charter basis to the international maritime industry. It offers maritime operators a financing alternative not typically available from commercial banks or 3 public capital markets.
Contact Information
First Ship Lease Trust
9 Temasek Boulevard
#19-03 Suntec Tower Two
Singapore City 038989
Singapore
http://www.firstshipleasetrust.com/
Phone: (65) 6836 3000
Fax: (65) 6836 6001
FRMSF First Majestic Silver Corp.
FRMSF
Business Description:
First Majestic Silver Corp. is committed to building a senior silver producing mining company based on an aggressive development and acquisition plan with a focus on Mexico. The Company presently owns and operates three producing silver mines in Mexico; the La Parrilla Silver Mine, the San Martin Silver Mine and the La Encantada Silver Mine.
Contact Information
First Majestic Silver Corp.
925 West Georgia St.
Suite 1805
Vancouver, BC V6C 3L2
Canada
http://www.firstmajestic.com/
Phone: 604-688-3033
Fax: 604-639-8873
E-mail: info@firstmajestic.com
Business Description:
First Majestic Silver Corp. is committed to building a senior silver producing mining company based on an aggressive development and acquisition plan with a focus on Mexico. The Company presently owns and operates three producing silver mines in Mexico; the La Parrilla Silver Mine, the San Martin Silver Mine and the La Encantada Silver Mine.
Contact Information
First Majestic Silver Corp.
925 West Georgia St.
Suite 1805
Vancouver, BC V6C 3L2
Canada
http://www.firstmajestic.com/
Phone: 604-688-3033
Fax: 604-639-8873
E-mail: info@firstmajestic.com
FLDR Flanders Corp.
FLDR
Business Description:
Originally founded in 1950 in Flanders, New York, today Flanders Corporation headquartered in Washington, North Carolina; designs, manufacturers and markets the highest quality filter, Cleanroom and containment filtration systems necessary to filter and contain airborne contaminants. Flanders is a $225 million producer and marketer of air filtration products and equipment. With 12 active operating facilities and 2700 employees worldwide, we boast the broadest product offering of any company in our industry.
Contact Information
Flanders Corp.
531 Flanders Filters Road
Washington, NC 27889
http://www.flanderscorp.com/
Phone: 252-946-8081
Fax: 252-946-4738
Business Description:
Originally founded in 1950 in Flanders, New York, today Flanders Corporation headquartered in Washington, North Carolina; designs, manufacturers and markets the highest quality filter, Cleanroom and containment filtration systems necessary to filter and contain airborne contaminants. Flanders is a $225 million producer and marketer of air filtration products and equipment. With 12 active operating facilities and 2700 employees worldwide, we boast the broadest product offering of any company in our industry.
Contact Information
Flanders Corp.
531 Flanders Filters Road
Washington, NC 27889
http://www.flanderscorp.com/
Phone: 252-946-8081
Fax: 252-946-4738
EVOMY EnviroMission Ltd.
EVOMY
Business Description:
EnviroMission Limited is the owner and global developer of Solar Tower renewable energy technology; Enviromission plans to head development of Solar Tower power stations in the United States, Australia, China and the Middle East.
Contact Information
EnviroMission Ltd.
3 Raglan Street
Ground Floor
South Melbourne, VIC 3205
Australia
http://www.enviromission.com.au/
Phone: 61 3 9693 5666
Fax: 61 3 9699 7566
E-mail: kforte@enviromission.com.au
Business Description:
EnviroMission Limited is the owner and global developer of Solar Tower renewable energy technology; Enviromission plans to head development of Solar Tower power stations in the United States, Australia, China and the Middle East.
Contact Information
EnviroMission Ltd.
3 Raglan Street
Ground Floor
South Melbourne, VIC 3205
Australia
http://www.enviromission.com.au/
Phone: 61 3 9693 5666
Fax: 61 3 9699 7566
E-mail: kforte@enviromission.com.au
ESYJY easyJet Plc
ESYJY
Business Description:
The principal activity of the company and its subsidiaries is the provision of a low cost airline service with care and convenience on short-haul and medium-haul point to point routes principally throughout Europe utilizing Europe's No. 1 air transport network.
Contact Information
easyJet Plc
Hanger 89
London Luton Airport
Luton
Bedfordshire LU2 9PF
United Kingdom
http://www.easyjet.com/
Phone: +44-1582-525967
Fax: +44-1582-443355
E-mail: investor.relations@easyJet.com
Business Description:
The principal activity of the company and its subsidiaries is the provision of a low cost airline service with care and convenience on short-haul and medium-haul point to point routes principally throughout Europe utilizing Europe's No. 1 air transport network.
Contact Information
easyJet Plc
Hanger 89
London Luton Airport
Luton
Bedfordshire LU2 9PF
United Kingdom
http://www.easyjet.com/
Phone: +44-1582-525967
Fax: +44-1582-443355
E-mail: investor.relations@easyJet.com
ESGLY Eastern Star Gas Ltd.
ESGLY
Business Description:
Eastern Star Gas Limited (ESG) is an ASX listed company focused on the development of coal seam gas in Northern NSW for the Eastern Australian and potentially international LNG markets. ESG's primary focus is on the coal seam gas resource of the Gunnedah Basin in NSW. ESG holds a 65% interest in the Narrabri Coal Seam Gas Project, located in PEL 238 (>2 million acres) adjacent to the township of Narrabri. The company booked its first CSG reserves in late 2007 and has entered into key Memorandums of Understanding to supply gas for use in NSW based electricity generation.
Contact Information
Eastern Star Gas Ltd.
Level 7
51 Pitt St.
GPO Box 4526
Sydney, NSW 2001
Australia
http://www.easternstar.com.au/
Phone: 61 2 9251 5599
Fax: 61 2 9251 2299
Business Description:
Eastern Star Gas Limited (ESG) is an ASX listed company focused on the development of coal seam gas in Northern NSW for the Eastern Australian and potentially international LNG markets. ESG's primary focus is on the coal seam gas resource of the Gunnedah Basin in NSW. ESG holds a 65% interest in the Narrabri Coal Seam Gas Project, located in PEL 238 (>2 million acres) adjacent to the township of Narrabri. The company booked its first CSG reserves in late 2007 and has entered into key Memorandums of Understanding to supply gas for use in NSW based electricity generation.
Contact Information
Eastern Star Gas Ltd.
Level 7
51 Pitt St.
GPO Box 4526
Sydney, NSW 2001
Australia
http://www.easternstar.com.au/
Phone: 61 2 9251 5599
Fax: 61 2 9251 2299
ERSO Empire Resources, Inc.
ERSO
Business Description:
Empire Resources, Inc. engages in the purchase, sale, and distribution of semi-finished aluminium products in the United States, Canada, Australia, and New Zealand. It also manufactures aluminum extruded products. The company's products include aluminum sheet, plate and foil, rod, bar and wire, and extruded and cast products. It serves customers in transportation, automobile, housing, appliances, distribution, and packaging industries. Empire Resources sells its products through its own marketing and sales personnel, as well as independent sales agents. The company was founded in 1990 and is headquartered in Fort Lee, New Jersey.
Contact Information
Empire Resources, Inc.
One Parker Plaza
Fort Lee, NJ 07024
http://www.empireresources.com/
Phone: (201) 944-2200
Fax: (201) 944-2226
Business Description:
Empire Resources, Inc. engages in the purchase, sale, and distribution of semi-finished aluminium products in the United States, Canada, Australia, and New Zealand. It also manufactures aluminum extruded products. The company's products include aluminum sheet, plate and foil, rod, bar and wire, and extruded and cast products. It serves customers in transportation, automobile, housing, appliances, distribution, and packaging industries. Empire Resources sells its products through its own marketing and sales personnel, as well as independent sales agents. The company was founded in 1990 and is headquartered in Fort Lee, New Jersey.
Contact Information
Empire Resources, Inc.
One Parker Plaza
Fort Lee, NJ 07024
http://www.empireresources.com/
Phone: (201) 944-2200
Fax: (201) 944-2226
DYIHY Day Software Holding AG
DYIHY
Business Description:
Day Software provides a comprehensive set of content management applications and infrastructure solutions that enable blue-chip companies to effectively manage all types of enterprise content.
Contact Information
Day Software Holding AG
Barfuesserplatz 6
Basel 4001
Switzerland
http://www.day.com/
Phone: 617-717-6996
Fax: 617-717-6993
E-mail: info@day.com
Business Description:
Day Software provides a comprehensive set of content management applications and infrastructure solutions that enable blue-chip companies to effectively manage all types of enterprise content.
Contact Information
Day Software Holding AG
Barfuesserplatz 6
Basel 4001
Switzerland
http://www.day.com/
Phone: 617-717-6996
Fax: 617-717-6993
E-mail: info@day.com
DTRX Detrex Corp.
DTRX
Business Description:
Detrex has two subsidiaries: The Elco Corporation - lubricant additives,high purity hydrochloric acid and specialty chemicals; Harvel Plastics, Inc - high quality PVC/CPVC pipe, duct and custom extrusions. Manufacturer of PVC and CPVC pipe and industrial specialty chemicals.
Contact Information
Detrex Corp.
24901 Northwestern Highway
Suite 410
Southfield, MI 48075
http://www.detrex.com/
Phone: 248-358-5800
Fax: 248-799-7192
Business Description:
Detrex has two subsidiaries: The Elco Corporation - lubricant additives,high purity hydrochloric acid and specialty chemicals; Harvel Plastics, Inc - high quality PVC/CPVC pipe, duct and custom extrusions. Manufacturer of PVC and CPVC pipe and industrial specialty chemicals.
Contact Information
Detrex Corp.
24901 Northwestern Highway
Suite 410
Southfield, MI 48075
http://www.detrex.com/
Phone: 248-358-5800
Fax: 248-799-7192
DRIFF Dorato Resources, Inc.
DRIFF
Business Description:
Dorato Resources is mineral exploration company focused on the highly prospective Cordillera del Condor Gold District in northern Peru along the border with the Ecuador. Dorato currently has rights to acquire 100% interest in an 800 square kilometer land position.
Contact Information
Dorato Resources, Inc.
#1920--1188 West Georgia Street
Vancouver, BC V6E 4A2
Canada
http://www.doratoresources.com/
Phone: 1-604-638-5817
Fax: 1-604-408-7499
Business Description:
Dorato Resources is mineral exploration company focused on the highly prospective Cordillera del Condor Gold District in northern Peru along the border with the Ecuador. Dorato currently has rights to acquire 100% interest in an 800 square kilometer land position.
Contact Information
Dorato Resources, Inc.
#1920--1188 West Georgia Street
Vancouver, BC V6E 4A2
Canada
http://www.doratoresources.com/
Phone: 1-604-638-5817
Fax: 1-604-408-7499
ANRGF Alter NRG Corp. Company Information
ANRGF
Business Description: Alter NRG is a publicly traded Canadian company delivering clean energy through gasification. Plasma gasification provides clean efficient energy solutions with non-traditional feedstocks.
Contact Information
Alter NRG Corp.
910 - 7th Ave SW
Suite 700
Calgary, ALB T2P 3N8
Canada
http://www.alternrg.ca/
Phone: 403-806-3875
Fax: 403-806-3720
Business Description: Alter NRG is a publicly traded Canadian company delivering clean energy through gasification. Plasma gasification provides clean efficient energy solutions with non-traditional feedstocks.
Contact Information
Alter NRG Corp.
910 - 7th Ave SW
Suite 700
Calgary, ALB T2P 3N8
Canada
http://www.alternrg.ca/
Phone: 403-806-3875
Fax: 403-806-3720
DMYDY Diamyd Medical AB
DMYDY
Business Description:
Diamyd Medical's lead drug candidate, Diamyd, is designed for treatment for both Type I (end of Phase II) and LADA Type 2 diabetes (Phase II). Other developments include a proprietary Nerve Targeted Drug Delivery System to deliver genes coding for the GAD or Enkephalin to treat diabetes pain and neuropathy (pre-clinical phase).
Contact Information
Diamyd Medical AB
Linnegaten 89B SE-11523
Stockholm
Sweden
http://www.diamyd.com/
Phone: 412-770-1352
Fax: 412-770-1638
DMMIF Dynasty Metals & Mining Inc.
DMMIF
Business Description:
Dynasty Mining & Metals Inc. is an exploration and development stage company in the business of acquiring, exploring, evaluating and developing mineral concessions in Ecuador.
Contact Information
Dynasty Metals & Mining Inc.
Suite 270 - 666 Burrard Street
Vancouver, BC V6C 2X8
Canada
http://www.dynastymining.com/
Phone: 604-687-0888
Fax: 604-687-0885
E-mail: info@dynastymining.com
Business Description:
Dynasty Mining & Metals Inc. is an exploration and development stage company in the business of acquiring, exploring, evaluating and developing mineral concessions in Ecuador.
Contact Information
Dynasty Metals & Mining Inc.
Suite 270 - 666 Burrard Street
Vancouver, BC V6C 2X8
Canada
http://www.dynastymining.com/
Phone: 604-687-0888
Fax: 604-687-0885
E-mail: info@dynastymining.com
DGRLY Delek Group Ltd.
DGRLY
Business Description:
Delek Group is the leading energy & infrastructure group based out of Israel with investments in upstream & downstream energy, water desalination and power plants globally. In addition, Delek is the number one importer & distributor of vehicles in Israel and owns insurance assets in Israel and the US. Earlier this year, Delek Group, through its subsidiaries, discovered significant quantities of high quality natural gas off the coast of Israel. Delek Group sales reached 48 billion Israeli shekel in 2008.
Contact Information
Delek Group Ltd.
7 Giborei Israel St.
Industrial Zone South
P.O.B. 8464
Netanya 42504
Israel
http://www.delek-group.com/
Phone: 972-9-863-8444
Fax: 972-9-885-4955
E-mail: info@delek-group.com
Business Description:
Delek Group is the leading energy & infrastructure group based out of Israel with investments in upstream & downstream energy, water desalination and power plants globally. In addition, Delek is the number one importer & distributor of vehicles in Israel and owns insurance assets in Israel and the US. Earlier this year, Delek Group, through its subsidiaries, discovered significant quantities of high quality natural gas off the coast of Israel. Delek Group sales reached 48 billion Israeli shekel in 2008.
Contact Information
Delek Group Ltd.
7 Giborei Israel St.
Industrial Zone South
P.O.B. 8464
Netanya 42504
Israel
http://www.delek-group.com/
Phone: 972-9-863-8444
Fax: 972-9-885-4955
E-mail: info@delek-group.com
DELTY Delta-Galil Industries Ltd.
DELTY
Business Description:
Delta Galil Industries Ltd. (Delta Galil), together with its subsidiaries, is a global manufacturer and marketer of private-label ladies' intimate apparel, men's underwear, socks, shirts, babywear, bras, leisurewear and nightwear, knitted fabrics, dyeing, trimmings and elastic ribbons. The Company sells its products to retailers, including Marks & Spencer, Victoria's Secret, Kmart, Wal-Mart, Hema, Mervyn's, Target and JC Penney, as well as to marketers, including Calvin Klein, Nike, Hugo Boss and Pierre Cardin. The Company sells its products under brand names, including Wilson, Barbie, Maidenform, Nicole Miller, and Levi's Signature in Europe. It also sells its products in Israel under the Delta brand name. Delta Galil works with its customers to design and manufacture knitwear. It produces a variety of products using cotton and man-made fibers.
Contact Information
Delta-Galil Industries Ltd.
Textile House
2 Kaufman Street
Tel Aviv 68012
Israel
http://www.deltagalil.com/
Phone: 972-3-5193744
Fax: 972-3-5193730
Business Description:
Delta Galil Industries Ltd. (Delta Galil), together with its subsidiaries, is a global manufacturer and marketer of private-label ladies' intimate apparel, men's underwear, socks, shirts, babywear, bras, leisurewear and nightwear, knitted fabrics, dyeing, trimmings and elastic ribbons. The Company sells its products to retailers, including Marks & Spencer, Victoria's Secret, Kmart, Wal-Mart, Hema, Mervyn's, Target and JC Penney, as well as to marketers, including Calvin Klein, Nike, Hugo Boss and Pierre Cardin. The Company sells its products under brand names, including Wilson, Barbie, Maidenform, Nicole Miller, and Levi's Signature in Europe. It also sells its products in Israel under the Delta brand name. Delta Galil works with its customers to design and manufacture knitwear. It produces a variety of products using cotton and man-made fibers.
Contact Information
Delta-Galil Industries Ltd.
Textile House
2 Kaufman Street
Tel Aviv 68012
Israel
http://www.deltagalil.com/
Phone: 972-3-5193744
Fax: 972-3-5193730
DCHAF Dacha Capital, Inc.
DCHAF
Business Description:
Dacha is an investment holding company. The primary investment objective of the Corporation is to achieve capital appreciation by making opportunistic, special situation investments as deemed attractive by the Board of Directors from time to time across various sectors.
Contact Information
Dacha Capital, Inc.
1801 McGill College Avenue
Suite 1325
Montreal, QC H3A 2N4
Canada
Phone: 514-286-1660
Fax: 514-286-7811
Business Description:
Dacha is an investment holding company. The primary investment objective of the Corporation is to achieve capital appreciation by making opportunistic, special situation investments as deemed attractive by the Board of Directors from time to time across various sectors.
Contact Information
Dacha Capital, Inc.
1801 McGill College Avenue
Suite 1325
Montreal, QC H3A 2N4
Canada
Phone: 514-286-1660
Fax: 514-286-7811
DATA DATATRAK International, Inc.
DATA
Business Description:
The Company is an ASP provider of technology and service solutions for the clinical trials industry.
Contact Information
DATATRAK International, Inc.
6150 Parkland Boulevard
Mayfield Heights, OH 44124
http://www.datatrak.net/
Phone: 440-443-0082
Business Description:
The Company is an ASP provider of technology and service solutions for the clinical trials industry.
Contact Information
DATATRAK International, Inc.
6150 Parkland Boulevard
Mayfield Heights, OH 44124
http://www.datatrak.net/
Phone: 440-443-0082
CSVI Computer Services, Inc.
CSVI
Business Description:
Computer Services, Inc. provides information technology solutions to meet the business needs of financial institutions, predominantly. The Company derives its revenues from processing services, maintenance, and support fees; software licensing and installation fees; eBusiness services; and equipment and supply sales. In addition to core processing, our integrated banking solutions include check imaging, cash management, branch and merchant capture, Internet banking, corporate intranets, secure web hosting, e-messaging, teller and platform services, ATM and debit card service and support, risk assessment, network management, and compliance software and services for regulatory compliance, homeland security and fraud prevention. The Company currently serves over 4,600 customers throughout the United States and serves more financial institutions than any other outsourcer of data processing services in Illinois, Indiana, Kentucky, Nebraska and West Virginia, and is the second leading provider of data processing services to financial institutions in Texas.
Contact Information
Computer Services, Inc.
3901 Technology Dr.
Paducah, KY 42001-5201
http://www.csiweb.com/
Phone: 270-442-7361
Fax: 270-442-9905
Business Description:
Computer Services, Inc. provides information technology solutions to meet the business needs of financial institutions, predominantly. The Company derives its revenues from processing services, maintenance, and support fees; software licensing and installation fees; eBusiness services; and equipment and supply sales. In addition to core processing, our integrated banking solutions include check imaging, cash management, branch and merchant capture, Internet banking, corporate intranets, secure web hosting, e-messaging, teller and platform services, ATM and debit card service and support, risk assessment, network management, and compliance software and services for regulatory compliance, homeland security and fraud prevention. The Company currently serves over 4,600 customers throughout the United States and serves more financial institutions than any other outsourcer of data processing services in Illinois, Indiana, Kentucky, Nebraska and West Virginia, and is the second leading provider of data processing services to financial institutions in Texas.
Contact Information
Computer Services, Inc.
3901 Technology Dr.
Paducah, KY 42001-5201
http://www.csiweb.com/
Phone: 270-442-7361
Fax: 270-442-9905
CROCF Crocodile Gold Corp.
CROCF
Business Description:
Crocodile Gold is a Canadian company that recently completed the acquisition of a number of past producing gold assets in the Northern Territory of Australia.
Contact Information
Crocodile Gold Corp.
65 Queen Street West
Suite 825, P.O. Box 75
Toronto M5H 2M5
Canada
http://www.crocgold.com/
Phone: 416-861-5899
Fax: 416-861-8165
E-mail: info@crocgold.com
Business Description:
Crocodile Gold is a Canadian company that recently completed the acquisition of a number of past producing gold assets in the Northern Territory of Australia.
Contact Information
Crocodile Gold Corp.
65 Queen Street West
Suite 825, P.O. Box 75
Toronto M5H 2M5
Canada
http://www.crocgold.com/
Phone: 416-861-5899
Fax: 416-861-8165
E-mail: info@crocgold.com
CRFT Craftmade International, Inc.
CRFT
Business Description:
Craftmade engages in the design, manufacture, distribution, and marketing of home decor products in North America. It provides home furnishings, including decorative ceiling fans, builder ceiling fans, light kits and blades, chandeliers and flushmounts, bath-strip lighting, outdoor lighting, interior lighting fixtures, door chimes, smoke alarms, ventilation systems, and light bulbs; and patio furniture, patio umbrellas, outdoor clocks and lighting, and weather gauges.
Contact Information
Craftmade International, Inc.
650 South Royal Lane
Suite 100
Coppell, TX 75019
http://www.craftmade.com/
Phone: 972-393-3800
Fax: 972-304-3754
Business Description:
Craftmade engages in the design, manufacture, distribution, and marketing of home decor products in North America. It provides home furnishings, including decorative ceiling fans, builder ceiling fans, light kits and blades, chandeliers and flushmounts, bath-strip lighting, outdoor lighting, interior lighting fixtures, door chimes, smoke alarms, ventilation systems, and light bulbs; and patio furniture, patio umbrellas, outdoor clocks and lighting, and weather gauges.
Contact Information
Craftmade International, Inc.
650 South Royal Lane
Suite 100
Coppell, TX 75019
http://www.craftmade.com/
Phone: 972-393-3800
Fax: 972-304-3754
CPTP Capital Properties, Inc.
CPTP
Business Description:
Capital Properties, Inc., through its subsidiaries, engages in owning and leasing properties in Rhode Island. The company operates through two segments, Leasing and Petroleum Storage. The Leasing segment owns approximately 18 acres in the Capital Center area in downtown Providence, Rhode Island. It also leases outdoor advertising locations for billboards along interstate and primary highways in Rhode Island and Massachusetts. The Petroleum Storage segment owns a petroleum storage terminal with a capacity of approximately 1,000,000 barrels in East Providence, Rhode Island.
Contact Information
Capital Properties, Inc.
100 Dexter Road
East Providence, RI 02914
Phone: (401) 435-7171
Fax: (401) 435-7179
OTC Market Tier
OTCQX U.S. Premier
Primary SIC — Industry Classification
6519 - Lessors of Real Property, NEC
State Of Incorporation
RI
Jurisdiction Of Incorporation
United States
Year Of Incorporation
1983
Company Officers
Robert H. Eder, CEO, Chairman
Barbara J. Dreyer, CFO, Treasurer
SEC Reporting Status
SEC Reporting Company
CIK
0000202947
Fiscal Year End
12/31
Estimated Market Cap
$26,069,652 as of Mar 24, 2010
Outstanding Shares
3,299,956 as of Sept 30, 2008
Authorized Shares
10,000,000 as of Sept 30, 2008
Float(shares)
1,560,372 as of Sept 30, 2008
Number of Shareholders of Record
360 as of Mar 28, 2008
Number of Beneficial Shareholders
110 as of Sept 30, 2008
Current Capital Change
shs increased by 3 for 1 split
Ex-Date: Jun 16, 1997
Record Date: Jun 2, 1997
Pay Date: Jun 16, 1997
Dividends
Div: 0.03; quarterly
Ex-Date: Feb 10, 2010
Record Date: Feb 12, 2010
Pay Date: Feb 26, 2010
Company Notes
Note=4-83 State of incorporation Delaware changed to Rhode Island
Formerly=Providence & Worcester Co. to 7-84
Security Notes
Issued=12-01 Pursuant to reclassification of Com into Class A Com Basis: sh for sh
Note = delisted from NYSE Alternext on 12/11/08
Transfer Agent
American Stock Transfer & Trust Company
59 Maiden Lane
New York, NY 10038
Auditor/Accountant
Lefkowitz, Garfinkel, Champi & DeRienzo P.C.
Providence, RI
Legal Counsel
Hinckley, Allen & Snyder LLP
50 Kennedy Plaza
Suite 1500
Providence, RI 02903-2319
Business Description:
Capital Properties, Inc., through its subsidiaries, engages in owning and leasing properties in Rhode Island. The company operates through two segments, Leasing and Petroleum Storage. The Leasing segment owns approximately 18 acres in the Capital Center area in downtown Providence, Rhode Island. It also leases outdoor advertising locations for billboards along interstate and primary highways in Rhode Island and Massachusetts. The Petroleum Storage segment owns a petroleum storage terminal with a capacity of approximately 1,000,000 barrels in East Providence, Rhode Island.
Contact Information
Capital Properties, Inc.
100 Dexter Road
East Providence, RI 02914
Phone: (401) 435-7171
Fax: (401) 435-7179
OTC Market Tier
OTCQX U.S. Premier
Primary SIC — Industry Classification
6519 - Lessors of Real Property, NEC
State Of Incorporation
RI
Jurisdiction Of Incorporation
United States
Year Of Incorporation
1983
Company Officers
Robert H. Eder, CEO, Chairman
Barbara J. Dreyer, CFO, Treasurer
SEC Reporting Status
SEC Reporting Company
CIK
0000202947
Fiscal Year End
12/31
Estimated Market Cap
$26,069,652 as of Mar 24, 2010
Outstanding Shares
3,299,956 as of Sept 30, 2008
Authorized Shares
10,000,000 as of Sept 30, 2008
Float(shares)
1,560,372 as of Sept 30, 2008
Number of Shareholders of Record
360 as of Mar 28, 2008
Number of Beneficial Shareholders
110 as of Sept 30, 2008
Current Capital Change
shs increased by 3 for 1 split
Ex-Date: Jun 16, 1997
Record Date: Jun 2, 1997
Pay Date: Jun 16, 1997
Dividends
Div: 0.03; quarterly
Ex-Date: Feb 10, 2010
Record Date: Feb 12, 2010
Pay Date: Feb 26, 2010
Company Notes
Note=4-83 State of incorporation Delaware changed to Rhode Island
Formerly=Providence & Worcester Co. to 7-84
Security Notes
Issued=12-01 Pursuant to reclassification of Com into Class A Com Basis: sh for sh
Note = delisted from NYSE Alternext on 12/11/08
Transfer Agent
American Stock Transfer & Trust Company
59 Maiden Lane
New York, NY 10038
Auditor/Accountant
Lefkowitz, Garfinkel, Champi & DeRienzo P.C.
Providence, RI
Legal Counsel
Hinckley, Allen & Snyder LLP
50 Kennedy Plaza
Suite 1500
Providence, RI 02903-2319
CMANY CMA Corp., Ltd
CMANY
Business Description:
CMA Corporation Limited is a leading integrated Australian-based recycling group that provides products and services to customers across three continents. The group's major activities are the processing and recycling of predominantly secondary ferrous and non-ferrous metal products. CMA employs a variety of advanced high-end recycling technologies to add value.
Contact Information
CMA Corp., Ltd
Level 5, 160 Sussex Street
Sydney, NSW 2000
Australia
http://www.cmacorp.net/
Phone: +61 2 9200 3500
Fax: +61 2 9200 3501
Business Description:
CMA Corporation Limited is a leading integrated Australian-based recycling group that provides products and services to customers across three continents. The group's major activities are the processing and recycling of predominantly secondary ferrous and non-ferrous metal products. CMA employs a variety of advanced high-end recycling technologies to add value.
Contact Information
CMA Corp., Ltd
Level 5, 160 Sussex Street
Sydney, NSW 2000
Australia
http://www.cmacorp.net/
Phone: +61 2 9200 3500
Fax: +61 2 9200 3501
CHNUF China Education Resources, Inc.
CHNUF
Business Description:
China Education Resources Inc. (CER) is a Canadian-based web portal company, focused on providing educational products solutions to China's K-12 education market.
Contact Information
China Education Resources, Inc.
925 West Georgia St.
Suite 1818, Cathedral Place
Vancouver, BC V6C 3L2
Canada
http://www.chinaeducationresources.com/
Phone: 604-683-6865
Fax: 604-681-5636
Business Description:
China Education Resources Inc. (CER) is a Canadian-based web portal company, focused on providing educational products solutions to China's K-12 education market.
Contact Information
China Education Resources, Inc.
925 West Georgia St.
Suite 1818, Cathedral Place
Vancouver, BC V6C 3L2
Canada
http://www.chinaeducationresources.com/
Phone: 604-683-6865
Fax: 604-681-5636
CCGGY C&C Group Plc Company Information
CCGGY
Business Description:
C&C Group plc is a leading manufacturer, marketer and distributor of branded beverages in Ireland and UK. C&C manufactures the Irish cider brand, Bulmers, and the premium international cider brand, Magners, for export to UK, USA and Continental Europe. C&C owns the beer brand Tennants & exports spirits/liqueurs to 80 international markets.
Contact Information
C&C Group Plc
3rd Floor
Block 71
The Plaza, Parkwest Business Park
Dublin 12
Ireland
http://www.candcgroupplc.ie/
Phone: +353 (0) 1 616 1100
Fax: +353 (0) 1 654 6272
Business Description:
C&C Group plc is a leading manufacturer, marketer and distributor of branded beverages in Ireland and UK. C&C manufactures the Irish cider brand, Bulmers, and the premium international cider brand, Magners, for export to UK, USA and Continental Europe. C&C owns the beer brand Tennants & exports spirits/liqueurs to 80 international markets.
Contact Information
C&C Group Plc
3rd Floor
Block 71
The Plaza, Parkwest Business Park
Dublin 12
Ireland
http://www.candcgroupplc.ie/
Phone: +353 (0) 1 616 1100
Fax: +353 (0) 1 654 6272
BRVSY Bravura Solutions Ltd. Company Information
BRVSY
Business Description:
Bravura Solutions Limited (Bravura) is a leading global supplier of professional consulting services and highly specialized administration and management applications for superannuation & pension, life insurance, investment, portfolio administration, transfer agency and STP financial messaging. They provide professional services and wealth management applications to more than 180 financial institutions including a range of corporate clients. More than 18 million accounts are administered on Bravura software, with more than US$1.1 trillion in funds managed globally. Bravura has offices in Australia, New Zealand, UK, Europe, Asia, South Africa and India.
Contact Information
Bravura Solutions Ltd.
Level 2 345 George St.
Sydney, NSW 2000
Australia
http://www.bravurasolutions.com/
Phone: +612 9018 7800
Fax: +612 9018 7881
Business Description:
Bravura Solutions Limited (Bravura) is a leading global supplier of professional consulting services and highly specialized administration and management applications for superannuation & pension, life insurance, investment, portfolio administration, transfer agency and STP financial messaging. They provide professional services and wealth management applications to more than 180 financial institutions including a range of corporate clients. More than 18 million accounts are administered on Bravura software, with more than US$1.1 trillion in funds managed globally. Bravura has offices in Australia, New Zealand, UK, Europe, Asia, South Africa and India.
Contact Information
Bravura Solutions Ltd.
Level 2 345 George St.
Sydney, NSW 2000
Australia
http://www.bravurasolutions.com/
Phone: +612 9018 7800
Fax: +612 9018 7881
BRGYY BG Group Plc Company Information
BRGYY
Business Description:
BG Group is an integrated gas company. Co. is engaged in gas operations from exploration to the end consumer. Broadly, Company's activities are divided into four segments: exploration and production; liquefied natural gas; transmission and distribution; and power generation.
Contact Information
BG Group Plc
100 Thames Valley Park Drive
Reading RG6 1PT
United Kingdom
http://www.bg-group.com/
Phone: 0118- 35-3222
Fax: 44-118-935-3484
Business Description:
BG Group is an integrated gas company. Co. is engaged in gas operations from exploration to the end consumer. Broadly, Company's activities are divided into four segments: exploration and production; liquefied natural gas; transmission and distribution; and power generation.
Contact Information
BG Group Plc
100 Thames Valley Park Drive
Reading RG6 1PT
United Kingdom
http://www.bg-group.com/
Phone: 0118- 35-3222
Fax: 44-118-935-3484
BPVIF Bridgeport Ventures Inc. Company Information
BPVIF
Business Description:
Bridgeport Ventures, Inc. acquires, explores, and develops properties for the mining of nickel and other minerals.
Contact Information
Bridgeport Ventures Inc.
36 Toronto Street
10th Floor, Suite 1000
Toronto M5C 2C5
Canada
http://bridgeportventures.net/
Phone: 416-864-0578
Business Description:
Bridgeport Ventures, Inc. acquires, explores, and develops properties for the mining of nickel and other minerals.
Contact Information
Bridgeport Ventures Inc.
36 Toronto Street
10th Floor, Suite 1000
Toronto M5C 2C5
Canada
http://bridgeportventures.net/
Phone: 416-864-0578
BNGPY Benetton Group SPA Company Information
BNGPY
Business Description:
Benetton Group is present in 120 countries around the world. Its core business is fashion apparel: a group with a strong Italian character whose style, quality and passion are clearly seen in its brands, the casual United Colors of Benetton, the glamour oriented Sisley, Playlife American college style and Killer Loop streetwear. The Group produces over 150 million garments every year. Its network of over 5,800 contemporary stores around the world, offers high quality customer services and generates a total turnover of over 2 billion euro.
Contact Information
Benetton Group SPA
Via Villa Minelli, 1
31050 Ponzano Veneto
Treviso 31050
Italy
http://www.benettongroup.com/investors
Phone: 39-0422-519778
Fax: 39-0422-519740
E-mail: ir@benetton.it
Business Description:
Benetton Group is present in 120 countries around the world. Its core business is fashion apparel: a group with a strong Italian character whose style, quality and passion are clearly seen in its brands, the casual United Colors of Benetton, the glamour oriented Sisley, Playlife American college style and Killer Loop streetwear. The Group produces over 150 million garments every year. Its network of over 5,800 contemporary stores around the world, offers high quality customer services and generates a total turnover of over 2 billion euro.
Contact Information
Benetton Group SPA
Via Villa Minelli, 1
31050 Ponzano Veneto
Treviso 31050
Italy
http://www.benettongroup.com/investors
Phone: 39-0422-519778
Fax: 39-0422-519740
E-mail: ir@benetton.it
BASFY BASF SE Company Information
BASFY
Business Description:
BASF is the world's leading chemical company. Its portfolio ranges from chemicals, plastics, performance products, agricultural products and fine chemicals to crude oil and natural gas. As a reliable partner to virtually all industries, BASF's high-value products and intelligent system solutions help its customers to be more successful. BASF develops new technologies and products and uses them to meet the challenges of the future and open up additional market opportunities. It combines economic success with environmental protection and social responsibility. BASF has approximately 95,000 employees, posted sales of €52.6 billion and EBIT of €6.8 billion in 2006.
Contact Information
BASF SE
Carl Bosch Strasse 38
Ludwigshafen 67056
Germany
http://www.basf.com/
Phone: 011-49-621-60-0
Fax: 011-49-621-60-20583
Business Description:
BASF is the world's leading chemical company. Its portfolio ranges from chemicals, plastics, performance products, agricultural products and fine chemicals to crude oil and natural gas. As a reliable partner to virtually all industries, BASF's high-value products and intelligent system solutions help its customers to be more successful. BASF develops new technologies and products and uses them to meet the challenges of the future and open up additional market opportunities. It combines economic success with environmental protection and social responsibility. BASF has approximately 95,000 employees, posted sales of €52.6 billion and EBIT of €6.8 billion in 2006.
Contact Information
BASF SE
Carl Bosch Strasse 38
Ludwigshafen 67056
Germany
http://www.basf.com/
Phone: 011-49-621-60-0
Fax: 011-49-621-60-20583
BAJFF Baja Mining Corp. Company Information
BAJFF
Business Description: Baja holds a majority interest in the Boleo copper-cobalt-zinc-manganese Project located in Mexico. Baja expects average annual production for the first four years of 56,000 tonnes of copper, 1,500 tonnes of cobalt and 20,000 tonnes of zinc sulphate with proven and probable reserves that support a 25+ year mine life.
Contact Information
Baja Mining Corp.
1177 West Hastings Street
Suite 2350
Vancouver, BC V6E 2K3
Canada
http://www.bajamining.com/
Phone: 604-685-2323
Fax: 604-629-5228
Business Description: Baja holds a majority interest in the Boleo copper-cobalt-zinc-manganese Project located in Mexico. Baja expects average annual production for the first four years of 56,000 tonnes of copper, 1,500 tonnes of cobalt and 20,000 tonnes of zinc sulphate with proven and probable reserves that support a 25+ year mine life.
Contact Information
Baja Mining Corp.
1177 West Hastings Street
Suite 2350
Vancouver, BC V6E 2K3
Canada
http://www.bajamining.com/
Phone: 604-685-2323
Fax: 604-629-5228
AZSEY Allianz SE Company Information
AZSEY
Business Description: With nearly 155,000 employees worldwide, the Allianz Group serves approximately 75 million customers in about 70 countries. On the insurance side, Allianz is the market leader in the German market and has a strong international presence. In fiscal 2009 the Allianz Group achieved total revenues of over 97.4 billion euros. Allianz is also one of the world's largest asset managers, with third-party assets of 926 billion euros under management at year end 2009. In 2006 Allianz SE, the parent company, became the first company in the Dow Jones EURO STOXX 50 Index to adopt the legal form of a Societas Europaea, which is a new European legal form for stock corporations. Allianz SE is headquartered in Munich, Germany.
Contact Information
Allianz SE
Koeniginstrasse 28
Munich 80802
Germany
http://www.allianz.com/
Phone: +49 89 3800-0
Fax: +49 89 3800-3425
E-mail: investor.relations@allianz.com
Business Description: With nearly 155,000 employees worldwide, the Allianz Group serves approximately 75 million customers in about 70 countries. On the insurance side, Allianz is the market leader in the German market and has a strong international presence. In fiscal 2009 the Allianz Group achieved total revenues of over 97.4 billion euros. Allianz is also one of the world's largest asset managers, with third-party assets of 926 billion euros under management at year end 2009. In 2006 Allianz SE, the parent company, became the first company in the Dow Jones EURO STOXX 50 Index to adopt the legal form of a Societas Europaea, which is a new European legal form for stock corporations. Allianz SE is headquartered in Munich, Germany.
Contact Information
Allianz SE
Koeniginstrasse 28
Munich 80802
Germany
http://www.allianz.com/
Phone: +49 89 3800-0
Fax: +49 89 3800-3425
E-mail: investor.relations@allianz.com
AXSMF Alexis Minerals Corp. Company Information
AXSMF
Business Description: Alexis Minerals Corporation is a mineral exploration and development company focused on mine discovery in Canada's richest mining regions, Val d'Or and Rouyn-Noranda, Quebec.
Contact Information
Alexis Minerals Corp.
65 Queen St. West
Suite 815
Toronto, ONT M5H 2M5
Canada
http://www.alexisminerals.com/
Phone: 416-861-5905
Fax: 416-861-8165
E-mail: info@alexisminerals.com
Business Description: Alexis Minerals Corporation is a mineral exploration and development company focused on mine discovery in Canada's richest mining regions, Val d'Or and Rouyn-Noranda, Quebec.
Contact Information
Alexis Minerals Corp.
65 Queen St. West
Suite 815
Toronto, ONT M5H 2M5
Canada
http://www.alexisminerals.com/
Phone: 416-861-5905
Fax: 416-861-8165
E-mail: info@alexisminerals.com
AVGCF Avion Gold Corp. Company Information
AVGCF
Business Description: Avion is a Canadian-based gold company focused is West Africa.
Contact Information
Avion Gold Corp.
65 Queen St. West
Suite 825
Toronto, ONT M5H 2M5
Canada
http://www.aviongoldcorp.com/
Phone: 416-861-9500
Fax: 416-861-8165
Business Description: Avion is a Canadian-based gold company focused is West Africa.
Contact Information
Avion Gold Corp.
65 Queen St. West
Suite 825
Toronto, ONT M5H 2M5
Canada
http://www.aviongoldcorp.com/
Phone: 416-861-9500
Fax: 416-861-8165
AVARF Avalon Rare Metals Inc. Company Information
AVARF
Business Description: A Canadian junior mineral exploration and development company with a primary focus on rare metals and minerals including the rare earth elements. It is in the process of exploring or developing six of its eight mineral resource properties.
Contact Information
Avalon Rare Metals Inc.
130 Adelaide Street West
Suite 1901
Toronto, ONT M5H 3P5
Canada
http://www.avalonraremetals.com/
Phone: 416-364-4938
Fax: 416-364-5162
Business Description: A Canadian junior mineral exploration and development company with a primary focus on rare metals and minerals including the rare earth elements. It is in the process of exploring or developing six of its eight mineral resource properties.
Contact Information
Avalon Rare Metals Inc.
130 Adelaide Street West
Suite 1901
Toronto, ONT M5H 3P5
Canada
http://www.avalonraremetals.com/
Phone: 416-364-4938
Fax: 416-364-5162
ATGN AltiGen Communications, Inc. Company Information
ATGN
Business Description: AltiGen Communications, Inc. is a leading provider of 100% Microsoft-based VoIP business phone systems and Unified Communications solutions. Having more than 10,000 customers around the world, AltiGen solutions are designed for high reliability, ease of use, seamless integration to Microsoft infrastructure technologies, and are built on a scalable, open standards platform. AltiGen's worldwide headquarters is in Silicon Valley, California, with international operations based in Shanghai, China. Local sales, service and support are provided by AltiGen's worldwide network of over 300 certified partners.
Contact Information
AltiGen Communications, Inc.
410 East Plumeria Drive
San Jose, CA 95134
http://www.altigen.com/
Phone: 408-597-9000
Fax: 408-597-9020
E-mail: info@altigen.com
Business Description: AltiGen Communications, Inc. is a leading provider of 100% Microsoft-based VoIP business phone systems and Unified Communications solutions. Having more than 10,000 customers around the world, AltiGen solutions are designed for high reliability, ease of use, seamless integration to Microsoft infrastructure technologies, and are built on a scalable, open standards platform. AltiGen's worldwide headquarters is in Silicon Valley, California, with international operations based in Shanghai, China. Local sales, service and support are provided by AltiGen's worldwide network of over 300 certified partners.
Contact Information
AltiGen Communications, Inc.
410 East Plumeria Drive
San Jose, CA 95134
http://www.altigen.com/
Phone: 408-597-9000
Fax: 408-597-9020
E-mail: info@altigen.com
ANRGF Alter NRG Corp. Company Information
ANRGF
Business Description: Alter NRG is a publicly traded Canadian company delivering clean energy through gasification. Plasma gasification provides clean efficient energy solutions with non-traditional feedstocks.
Contact Information
Alter NRG Corp.
910 - 7th Ave SW
Suite 700
Calgary, ALB T2P 3N8
Canada
http://www.alternrg.ca/
Phone: 403-806-3875
Fax: 403-806-3720
Business Description: Alter NRG is a publicly traded Canadian company delivering clean energy through gasification. Plasma gasification provides clean efficient energy solutions with non-traditional feedstocks.
Contact Information
Alter NRG Corp.
910 - 7th Ave SW
Suite 700
Calgary, ALB T2P 3N8
Canada
http://www.alternrg.ca/
Phone: 403-806-3875
Fax: 403-806-3720
ALDA Aldila, Inc. Company Information
ALDA
Business Description: Aldila, Inc., through its subsidiaries, engages in the design, manufacture, and marketing of graphite golf shafts primarily in the United States. The company's golf shafts are composite structures consisting principally of carbon fiber and epoxy resins, as well as boron or fiberglass. In addition, it offers composite prepregs and other related composite materials. The company sells its graphite shafts to golf club manufacturers, distributors, custom club shops, pro shops, and repair shops; and composite materials to manufacturers of composite products. Aldila also sells its products to England, China, Canada, Australia, Mexico, and Vietnam.
Contact Information
Aldila, Inc.
14145 Danielson St.
Suite B
Poway, CA 92064
http://www.aldila.com/
Phone: 858-513-1801
Fax: 858-513-1870
Business Description: Aldila, Inc., through its subsidiaries, engages in the design, manufacture, and marketing of graphite golf shafts primarily in the United States. The company's golf shafts are composite structures consisting principally of carbon fiber and epoxy resins, as well as boron or fiberglass. In addition, it offers composite prepregs and other related composite materials. The company sells its graphite shafts to golf club manufacturers, distributors, custom club shops, pro shops, and repair shops; and composite materials to manufacturers of composite products. Aldila also sells its products to England, China, Canada, Australia, Mexico, and Vietnam.
Contact Information
Aldila, Inc.
14145 Danielson St.
Suite B
Poway, CA 92064
http://www.aldila.com/
Phone: 858-513-1801
Fax: 858-513-1870
AKZOY Akzo Nobel N.V. Company Information
AKZOY
Business Description: Akzo Nobel is a diversified multinational group of companies with activities in paint, coatings and chemicals. The coatings group includes car refinishes, decorative coatings, industrial activities, industrial finishes, marine and protective coatings, and powder coatings. The chemicals group includes industrial chemicals, functional chemicals, polymer chemicals, pulp and paper chemicals, salt and surface chemistry.
Contact Information
Akzo Nobel N.V.
Strawinskylaan 2555
P.O. Box 75730
Amsterdam 1070 AS
Netherlands
http://www.akzonobel.com/
Phone: +31 20 502 7555
Fax: +31 20 502 7666
Business Description: Akzo Nobel is a diversified multinational group of companies with activities in paint, coatings and chemicals. The coatings group includes car refinishes, decorative coatings, industrial activities, industrial finishes, marine and protective coatings, and powder coatings. The chemicals group includes industrial chemicals, functional chemicals, polymer chemicals, pulp and paper chemicals, salt and surface chemistry.
Contact Information
Akzo Nobel N.V.
Strawinskylaan 2555
P.O. Box 75730
Amsterdam 1070 AS
Netherlands
http://www.akzonobel.com/
Phone: +31 20 502 7555
Fax: +31 20 502 7666
AFLYY Air France-KLM Company Information
AFLYY
Business Description: Air France-KLM is a France-based holding company, which holds Air France and KLM. Through its subsidiaries, Co. is primarily engaged in providing scheduled and charter domestic and international air transportation for passengers and cargo. Co.'s three core businesses are: passenger transport, cargo transport, and aircraft maintenance services. Co. also provides aircraft and engine maintenance, ground handling, training and other services to airlines and other customers. Co. is also engaged in other travel-related activities, including the sale of leisure travel products, hotel accommodation, airline catering, marketing automation systems, pilot training and aircraft maintenance.
Contact Information
Air France-KLM
45, rue de Paris
Roissy-CDG Cedex 95747
France
http://www.airfranceklm-finance.com/
Phone: +33-1-41-56-78-00
Fax: 33-(0)1-41-56-68-49
The information provided here has been obtained from publicly available sources as well as directly from issuers in some cases
Business Description: Air France-KLM is a France-based holding company, which holds Air France and KLM. Through its subsidiaries, Co. is primarily engaged in providing scheduled and charter domestic and international air transportation for passengers and cargo. Co.'s three core businesses are: passenger transport, cargo transport, and aircraft maintenance services. Co. also provides aircraft and engine maintenance, ground handling, training and other services to airlines and other customers. Co. is also engaged in other travel-related activities, including the sale of leisure travel products, hotel accommodation, airline catering, marketing automation systems, pilot training and aircraft maintenance.
Contact Information
Air France-KLM
45, rue de Paris
Roissy-CDG Cedex 95747
France
http://www.airfranceklm-finance.com/
Phone: +33-1-41-56-78-00
Fax: 33-(0)1-41-56-68-49
The information provided here has been obtained from publicly available sources as well as directly from issuers in some cases
ADDYY Adidas AG Company Information
ADDYY
Business Description: Adidas Group designs, develops, produces and markets a range of athletic and sports lifestyle products.
Contact Information
adidas AG
World of Sports
Adi-Dassler-Strasse 1
Herzogenaurach 91074
Germany
http://www.adidas-group.com/
Phone: +49-9132-84-2920
Fax: +49-9132-84-3127
The information provided here has been obtained from publicly available sources as well as directly from issuers in some cases.
Click here to update your company profile.
Business Description: Adidas Group designs, develops, produces and markets a range of athletic and sports lifestyle products.
Contact Information
adidas AG
World of Sports
Adi-Dassler-Strasse 1
Herzogenaurach 91074
Germany
http://www.adidas-group.com/
Phone: +49-9132-84-2920
Fax: +49-9132-84-3127
The information provided here has been obtained from publicly available sources as well as directly from issuers in some cases.
Click here to update your company profile.
ACKBF Anthony Clark International Insurance Brokers Ltd.
ACKBF
Business Description: Anthony Clark operates as a general insurance brokerage through its various subsidiaries and has been in business since 1989. The Company carries on its current operations in Alberta Canada and the states of California, Arizona, and Virginia
Contact Information
Anthony Clark International Insurance Brokers Ltd.
Suite 355
10333 Southport Road S.W
Calgary T2W 3X6
Canada
http://www.anthonyclarkinsurance.com/
Phone: (403) 278-8811
E-mail: info@aclarkinsurance.com
The information provided here has been obtained from publicly available sources as well as directly from issuers in some cases.
Business Description: Anthony Clark operates as a general insurance brokerage through its various subsidiaries and has been in business since 1989. The Company carries on its current operations in Alberta Canada and the states of California, Arizona, and Virginia
Contact Information
Anthony Clark International Insurance Brokers Ltd.
Suite 355
10333 Southport Road S.W
Calgary T2W 3X6
Canada
http://www.anthonyclarkinsurance.com/
Phone: (403) 278-8811
E-mail: info@aclarkinsurance.com
The information provided here has been obtained from publicly available sources as well as directly from issuers in some cases.
Tuesday, March 23, 2010
CBAI Cord Blood America Inc.
CBAI.OB
Cord Blood America Inc: BUSINESS SUMMARY
Cord Blood America, Inc., through its subsidiaries, provides private cord blood stem cell preservation services to families in the United States. It also engages in collecting, processing, and preserving peripheral blood and adipose tissue stem cells, which allows individuals to privately preserve their stem cells for potential future use in stem cell therapy. In addition, the company engages in the collection, transportation, testing, and preservation of umbilical cord blood. Further, it creates direct response television and radio advertising campaigns, including media placement and commercial production; involves in the placement of advertising in television and radio outlets; and production of advertising content, including television commercials and radio copy. Additionally, the company engages in procuring and setting up call centers; editing, dubbing, and distribution of radio and television commercials; and procuring and placing print advertising, as well as provides advertising and marketing consulting services relating to the customer’s marketing campaign. The company is headquartered in Santa Monica, California.
501 Santa Monica Boulevard
Suite 700
Santa Monica, CA 90401
United States - Map
Phone: 310-432-4090
Fax: 310-432-4098
Web Site: http://www.cordblood-america.com/
DETAILS
Index Membership: N/A
Sector: Healthcare
Industry: Medical Laboratories & Research
Full Time Employees: 10
Cord Blood America Inc: BUSINESS SUMMARY
Cord Blood America, Inc., through its subsidiaries, provides private cord blood stem cell preservation services to families in the United States. It also engages in collecting, processing, and preserving peripheral blood and adipose tissue stem cells, which allows individuals to privately preserve their stem cells for potential future use in stem cell therapy. In addition, the company engages in the collection, transportation, testing, and preservation of umbilical cord blood. Further, it creates direct response television and radio advertising campaigns, including media placement and commercial production; involves in the placement of advertising in television and radio outlets; and production of advertising content, including television commercials and radio copy. Additionally, the company engages in procuring and setting up call centers; editing, dubbing, and distribution of radio and television commercials; and procuring and placing print advertising, as well as provides advertising and marketing consulting services relating to the customer’s marketing campaign. The company is headquartered in Santa Monica, California.
501 Santa Monica Boulevard
Suite 700
Santa Monica, CA 90401
United States - Map
Phone: 310-432-4090
Fax: 310-432-4098
Web Site: http://www.cordblood-america.com/
DETAILS
Index Membership: N/A
Sector: Healthcare
Industry: Medical Laboratories & Research
Full Time Employees: 10
GOIG GoIP Global, Inc.
GOIP
BUSINESS SUMMARY: Yezhifeng Innovation Media and Design and Wuhan Modern Foreign Language and Culture Media and 401BZ represent the combined operations of 401BZ Inc., GoIP Global, Inc., Wuhan Modern Foreign Language and Culture Media Group, Inc., and Yezhifeng Innovation Media and Design, Inc. GoIP Global, Inc. engages in the production and distribution of made-for-mobile entertainment, interactive television, and mobile marketing concepts. The company is based in New York, New York. 401BZ Inc. is a media company and publishes newspapers. The company is based in Toronto, Canada. Wuhan Modern Foreign Language and Culture Media Group, Inc. publishes and produces all English language educational materials, media, and English-Chinese translations of books and magazines. Yezhifeng Innovation Media and Design, Inc. offers media, fashion, window, and interior designs service. The companies are based in China.
GoIP Global, Inc.
381 Park Avenue South
Suite 1201
New York, NY 10016
United States - Map
Phone: 917-660-6000
Fax: 917-621-3150
Web Site: http://www.goigcorp.com/
DETAILS
Index Membership: N/A
Sector: N/A
Industry: N/A
Full Time Employees: N/A
BUSINESS SUMMARY: Yezhifeng Innovation Media and Design and Wuhan Modern Foreign Language and Culture Media and 401BZ represent the combined operations of 401BZ Inc., GoIP Global, Inc., Wuhan Modern Foreign Language and Culture Media Group, Inc., and Yezhifeng Innovation Media and Design, Inc. GoIP Global, Inc. engages in the production and distribution of made-for-mobile entertainment, interactive television, and mobile marketing concepts. The company is based in New York, New York. 401BZ Inc. is a media company and publishes newspapers. The company is based in Toronto, Canada. Wuhan Modern Foreign Language and Culture Media Group, Inc. publishes and produces all English language educational materials, media, and English-Chinese translations of books and magazines. Yezhifeng Innovation Media and Design, Inc. offers media, fashion, window, and interior designs service. The companies are based in China.
GoIP Global, Inc.
381 Park Avenue South
Suite 1201
New York, NY 10016
United States - Map
Phone: 917-660-6000
Fax: 917-621-3150
Web Site: http://www.goigcorp.com/
DETAILS
Index Membership: N/A
Sector: N/A
Industry: N/A
Full Time Employees: N/A
THRR Thresher Industries, Inc
Thresher Industries, Inc. 13400 Hanford-Armona Road Hanford, CA 93230 United States - Map Phone: 559-585-3400 Fax: 559-585-3404 Web Site: http://www.thresherindustries.com Thresher Industries, Inc. |
How to Become a Pink Sheets Company
How Does a Company become Quoted?
Taken from http://www.otcmarkets.com/pink/otcguide/issuers_getquoted.jsp
To become a Pink Sheets Company, you need to find one market maker willing to quote your company's stock. Only SEC-registered broker-dealers (market makers) that are members of the Financial Industry Regulatory Authority (FINRA) can quote securities in the Pink Quote system.
There are three ways a market maker can initiate a quotation in a security that is not already quoted on the Pink Quote system:
Form 211 - SEC Rule 15c2-11 requires that, before a broker or dealer publishes proprietary quotes on a quotation medium, it must gather, review, and retain certain information about the issuer. The market maker must file a Form 211 with the FINRA OTC Compliance Unit, along with two copies of the required issuer information. After a successful review, the FINRA Compliance Unit will notify the market maker that it may enter a quotation on the Pink Quote system. Issuers may contact a registered broker-dealer for sponsorship of a security on the Pink Quote system. For more information on the 211 process, see:
Quoting Pink Sheet Securities
SEC Rule 15c2-11
211 Q & A
Unsolicited Quote - An exception to Rule 15c2-11 exists for Unsolicited Customer Orders. To avail itself of this exception, a FINRA member firm must ensure that the quotation published or submitted: (1) is solely on behalf of a customer; (2) represents the customer's indication of interest; and (3) does not involve the solicitation of the customer's interest. For more information, see:
Unsolicited Quotes below.
Exemption to Rule 15c2-11 - If a market maker already quotes the security in another market center, the market maker may qualify for an exemption to Rule 15c2-11 and skip the review by the FINRA OTC Compliance Unit. In this case, the market maker can contact Pink OTC Markets and request to quote the security in the Pink Quote system immediately.
15c2-11 Exemptions
Finding A Market Maker to Sponsor Your Company
There are over 200 market makers that participate in the Pink Quote system. Only one market maker quotation is required to be considered a Pink Sheets security; however, not all market makers are willing to file a Form 211. Many market makers will begin to quote a security after it becomes "piggyback qualified" and they can do so without filing the Form 211.
Pink OTC Markets cannot recommend specific market makers. However, market makers listed in our Service Provider Directory welcome potential issuers to contact them to discuss making a market in their company's stock.
Listing Requirements and Fees
There are no listing requirements to be a Pink Sheets company. Current financial information must be submitted with the Form 211. Current FINRA rules do not require the financial statements of Pink Sheets issuers to be audited, but they should be prepared in accordance with GAAP or, for foreign issuers, in accordance with their home country's accounting standards.
While Pink OTC Markets Inc. does not have a requirement that the issuer continue to provide updated financial information to Pink OTC Markets; federal securities law requires that adequate current information must be publicly available when an issuer's securities are traded in the OTC market under the following circumstances:
At the time of initial quotation in public markets;
At any time corporate insiders or other affiliates of the issuer are offering, buying or selling the issuer's securities in the OTC market;
During any period that the issuer or affiliates of the issuer are directly or indirectly engaged in promotional activities having the effect of encouraging trading of the issuer's securities in the OTC market; or
At the time securities initially sold in a private placement become freely tradeable in the OTC market. If any of the four above situations are occurring, issuers subject to Section 13 or 15(d) of the Securities Exchange Act of 1934 must be current in their reporting obligations to the SEC and we provide the OTC Disclosure and News Service for non-SEC reporting issuers to make their information publicly available. For more information on these services, please see the OTC Disclosure and News Service section.
Issuers pay no fees to be quoted on the Pink Quote system. Market makers pay a monthly fee to quote a security.
How a Company Can Help a Market Maker Quote Its Stock
A company can help a market maker quote its stock by providing the market maker with information. SEC Rule 15c2-11 requires a broker/dealer to obtain and keep in its files certain information about an issuer before initiating a quote for the issuer. The market maker must have a reasonable basis for believing that the information is accurate and obtained from reliable sources. The required information includes a general business description, location and contact information, officers, total shares outstanding, transfer agent, recent prospectus or offering circular, balance sheet, retained earnings and profit and loss statements.
FINRA monitors compliance with this rule by requiring market makers to file a Form 211 at least 3 days prior to quotation in the Pink Quote system. FINRA review may take a considerable amount of time depending, among other things, on whether or not FINRA requests additional information from the market maker and the amount of time required to respond to requests for additional information.
Form 211 (pdf)
Quotation of a Delisted Security on the Pink Quote system
Because the Pink Quote system is a quotation medium for subscribing members and not an issuer listing service, a delisted issuer cannot "list" themselves in the Pink Sheets.
Delisted from NASDAQ
If a security has been delisted from The NASDAQ Stock Market because the Issuer has not maintained NASDAQ's listing requirements and the security meets the following criteria, then the security will be available for immediate quotation in the Pink Quote system only for those market makers quoting in the security during the 30-day period preceding its removal:
The security has been quoted continuously on NASDAQ during the 30 calendar days preceding its delisting, exclusive of any trading halt not exceeding one day to permit the dissemination of material news concerning the security's issuer.
The issuer must not be the subject of bankruptcy proceedings.
The issuer must be current in its filings with the SEC.
Upon delisting of a security meeting the above criteria, market makers that have quoted the security in NASDAQ during the 30-day period preceding its removal may contact Pink OTC Markets to enter a quote anytime prior to market close on the day of delisting, without submitting a Form 211. Generally, the security will become "piggyback qualified" in the Pink Quote system 30 days after delisting, at which time other market makers may enter a quote in the Pink Quote system without submitting a Form 211 to FINRA. A delisted NASDAQ issuer that wishes to be quoted in the Pink Quote system should contact their market makers to request that they register to quote the security in Pink Quote.
If the issuer does not meet all of the above criteria upon delisting, if it voluntarily delists from NASDAQ, or if no market maker entered a quote in the Pink Quote system on the day of delisting, then the usual Form 211 filing and review process will apply. However, many NASDAQ-listed securities already have published quotations on the Pink Quote system on an unpriced basis. This provides the market maker with an exemption to filing a Form 211 in the event the security is delisted from NASDAQ. In this case, any market maker that had been quoting the security in the Pink Quote system for the 30 days prior to delisting could continue to make a market in the Pink Quote system upon delisting. The security generally becomes "piggy-back qualified" the same day it is delisted and any other market maker can then enter its quotes in the Pink Quote system without first submitting a Form 211 to FINRA. To find out if a NASDAQ listed security is being quoted on the Pink Quote system concurrently, please call Pink OTC Markets' Issuer Services Department at 212-896-4420 or email us at issuerservices@pinkotc.com.
Delisted from an Exchange
If a security is delisted from The New York Stock Exchange or from the American Stock Exchange, then the usual Form 211 filing and review process will apply. However, some exchange-listed securities are already quoted in the Pink Quote system on an unpriced basis. This provides the market maker with an exemption to filing a Form 211 in the event the security is delisted from the Exchange. In this case, any market maker that had been quoting the security in the Pink Quote system for the 30 days prior to delisting could continue to make a market in the Pink Quote system upon delisting. The security generally becomes "piggy-back qualified" the same day it is delisted and any other market maker can then enter its quotes in the Pink Quote system without first submitting a Form 211 to FINRA. To find out if an Exchange-listed security is being quoted on the Pink Quote system concurrently, please call Pink OTC Markets' Issuer Services Department at 212-896-4420 or email us at issuerservices@pinkotc.com.
Unsolicited Quotes
SEC Rule 15c2-11 provides an exemption to filing a Form 211 with FINRA for brokers that wish to publish an unsolicited quote. An unsolicited quote represents a customer order and not a market maker's own position and must be removed from the system once the customer order is executed. Compliance with this rule is monitored by FINRA.
Federal securities laws require an issuer making a public offering of securities to file a registration statement with the SEC. Pink OTC Markets has become increasingly concerned that the unsolicited quote exception in Exchange Act Rule 15c2-11 is being abused by unscrupulous individuals to engage in questionable and possibly fraudulent activities in violation of the federal securities laws. Pink OTC Markets, as a matter of policy, does not believe that the Unsolicited Quote Exemption should be used to circumvent FINRA's 211 process. As a result, effective February 6, 2006, Pink OTC Markets is limiting the publication of unsolicited quotes to securities of seasoned issuers only. A seaoned security is generally defined as a security for which there has previously been a public market or a security of an issuer that has other seasoned securities.
Pink OTC Markets generally will publish unsolicited quotations in securities that meet one of the following five conditions:
The Issuer of the securities is subject to Section 13 or 15(d) of the Exchange Act, is current in its filing obligations and has other seasoned securities currently trading on the NYSE, AMEX, NASDAQ, OTCBB or the Pink Sheets.
The securities were recently delisted from NYSE, AMEX, NASDAQ or the OTCBB;
The Issuer is a bank, savings and loan, or insurance company;
The securities were issued as part of a bankruptcy plan of reorganization; or
The security being quoted is a foreign ordinary, which is listed on a foreign exchange, or an ADR representing such ordinaries
In order to publish an unsolicited quote for a security that meets one of the above conditions and is not already quoted on the Pink Quote system, a broker should submit this form to Pink OTC Markets:
Broker/Dealer Unsolicited Quote Entry (pdf)
Issuers of previously unseasoned securities that originally entered the Pink Sheets prior to February 6, 2006 using the unsolicited quote exemption and continue to be quoted only on an unsolicited basis are required by Pink OTC Markets to continue to make periodic disclosure using the OTC Disclosure and News Service. If the Issuer ceases to provide current information, Pink OTC Markets may cease to allow broker/dealers to publish quotes in its securities.
For additional information on Pink OTC Markets' policy regarding the publication of unsolicited quotes, and for information on Pink OTC Markets' disclosure requirements for securities quoted on an unsolicited basis prior to February 6, 2006, click here.
Taken from http://www.otcmarkets.com/pink/otcguide/issuers_getquoted.jsp
To become a Pink Sheets Company, you need to find one market maker willing to quote your company's stock. Only SEC-registered broker-dealers (market makers) that are members of the Financial Industry Regulatory Authority (FINRA) can quote securities in the Pink Quote system.
There are three ways a market maker can initiate a quotation in a security that is not already quoted on the Pink Quote system:
Form 211 - SEC Rule 15c2-11 requires that, before a broker or dealer publishes proprietary quotes on a quotation medium, it must gather, review, and retain certain information about the issuer. The market maker must file a Form 211 with the FINRA OTC Compliance Unit, along with two copies of the required issuer information. After a successful review, the FINRA Compliance Unit will notify the market maker that it may enter a quotation on the Pink Quote system. Issuers may contact a registered broker-dealer for sponsorship of a security on the Pink Quote system. For more information on the 211 process, see:
Quoting Pink Sheet Securities
SEC Rule 15c2-11
211 Q & A
Unsolicited Quote - An exception to Rule 15c2-11 exists for Unsolicited Customer Orders. To avail itself of this exception, a FINRA member firm must ensure that the quotation published or submitted: (1) is solely on behalf of a customer; (2) represents the customer's indication of interest; and (3) does not involve the solicitation of the customer's interest. For more information, see:
Unsolicited Quotes below.
Exemption to Rule 15c2-11 - If a market maker already quotes the security in another market center, the market maker may qualify for an exemption to Rule 15c2-11 and skip the review by the FINRA OTC Compliance Unit. In this case, the market maker can contact Pink OTC Markets and request to quote the security in the Pink Quote system immediately.
15c2-11 Exemptions
Finding A Market Maker to Sponsor Your Company
There are over 200 market makers that participate in the Pink Quote system. Only one market maker quotation is required to be considered a Pink Sheets security; however, not all market makers are willing to file a Form 211. Many market makers will begin to quote a security after it becomes "piggyback qualified" and they can do so without filing the Form 211.
Pink OTC Markets cannot recommend specific market makers. However, market makers listed in our Service Provider Directory welcome potential issuers to contact them to discuss making a market in their company's stock.
Listing Requirements and Fees
There are no listing requirements to be a Pink Sheets company. Current financial information must be submitted with the Form 211. Current FINRA rules do not require the financial statements of Pink Sheets issuers to be audited, but they should be prepared in accordance with GAAP or, for foreign issuers, in accordance with their home country's accounting standards.
While Pink OTC Markets Inc. does not have a requirement that the issuer continue to provide updated financial information to Pink OTC Markets; federal securities law requires that adequate current information must be publicly available when an issuer's securities are traded in the OTC market under the following circumstances:
At the time of initial quotation in public markets;
At any time corporate insiders or other affiliates of the issuer are offering, buying or selling the issuer's securities in the OTC market;
During any period that the issuer or affiliates of the issuer are directly or indirectly engaged in promotional activities having the effect of encouraging trading of the issuer's securities in the OTC market; or
At the time securities initially sold in a private placement become freely tradeable in the OTC market. If any of the four above situations are occurring, issuers subject to Section 13 or 15(d) of the Securities Exchange Act of 1934 must be current in their reporting obligations to the SEC and we provide the OTC Disclosure and News Service for non-SEC reporting issuers to make their information publicly available. For more information on these services, please see the OTC Disclosure and News Service section.
Issuers pay no fees to be quoted on the Pink Quote system. Market makers pay a monthly fee to quote a security.
How a Company Can Help a Market Maker Quote Its Stock
A company can help a market maker quote its stock by providing the market maker with information. SEC Rule 15c2-11 requires a broker/dealer to obtain and keep in its files certain information about an issuer before initiating a quote for the issuer. The market maker must have a reasonable basis for believing that the information is accurate and obtained from reliable sources. The required information includes a general business description, location and contact information, officers, total shares outstanding, transfer agent, recent prospectus or offering circular, balance sheet, retained earnings and profit and loss statements.
FINRA monitors compliance with this rule by requiring market makers to file a Form 211 at least 3 days prior to quotation in the Pink Quote system. FINRA review may take a considerable amount of time depending, among other things, on whether or not FINRA requests additional information from the market maker and the amount of time required to respond to requests for additional information.
Form 211 (pdf)
Quotation of a Delisted Security on the Pink Quote system
Because the Pink Quote system is a quotation medium for subscribing members and not an issuer listing service, a delisted issuer cannot "list" themselves in the Pink Sheets.
Delisted from NASDAQ
If a security has been delisted from The NASDAQ Stock Market because the Issuer has not maintained NASDAQ's listing requirements and the security meets the following criteria, then the security will be available for immediate quotation in the Pink Quote system only for those market makers quoting in the security during the 30-day period preceding its removal:
The security has been quoted continuously on NASDAQ during the 30 calendar days preceding its delisting, exclusive of any trading halt not exceeding one day to permit the dissemination of material news concerning the security's issuer.
The issuer must not be the subject of bankruptcy proceedings.
The issuer must be current in its filings with the SEC.
Upon delisting of a security meeting the above criteria, market makers that have quoted the security in NASDAQ during the 30-day period preceding its removal may contact Pink OTC Markets to enter a quote anytime prior to market close on the day of delisting, without submitting a Form 211. Generally, the security will become "piggyback qualified" in the Pink Quote system 30 days after delisting, at which time other market makers may enter a quote in the Pink Quote system without submitting a Form 211 to FINRA. A delisted NASDAQ issuer that wishes to be quoted in the Pink Quote system should contact their market makers to request that they register to quote the security in Pink Quote.
If the issuer does not meet all of the above criteria upon delisting, if it voluntarily delists from NASDAQ, or if no market maker entered a quote in the Pink Quote system on the day of delisting, then the usual Form 211 filing and review process will apply. However, many NASDAQ-listed securities already have published quotations on the Pink Quote system on an unpriced basis. This provides the market maker with an exemption to filing a Form 211 in the event the security is delisted from NASDAQ. In this case, any market maker that had been quoting the security in the Pink Quote system for the 30 days prior to delisting could continue to make a market in the Pink Quote system upon delisting. The security generally becomes "piggy-back qualified" the same day it is delisted and any other market maker can then enter its quotes in the Pink Quote system without first submitting a Form 211 to FINRA. To find out if a NASDAQ listed security is being quoted on the Pink Quote system concurrently, please call Pink OTC Markets' Issuer Services Department at 212-896-4420 or email us at issuerservices@pinkotc.com.
Delisted from an Exchange
If a security is delisted from The New York Stock Exchange or from the American Stock Exchange, then the usual Form 211 filing and review process will apply. However, some exchange-listed securities are already quoted in the Pink Quote system on an unpriced basis. This provides the market maker with an exemption to filing a Form 211 in the event the security is delisted from the Exchange. In this case, any market maker that had been quoting the security in the Pink Quote system for the 30 days prior to delisting could continue to make a market in the Pink Quote system upon delisting. The security generally becomes "piggy-back qualified" the same day it is delisted and any other market maker can then enter its quotes in the Pink Quote system without first submitting a Form 211 to FINRA. To find out if an Exchange-listed security is being quoted on the Pink Quote system concurrently, please call Pink OTC Markets' Issuer Services Department at 212-896-4420 or email us at issuerservices@pinkotc.com.
Unsolicited Quotes
SEC Rule 15c2-11 provides an exemption to filing a Form 211 with FINRA for brokers that wish to publish an unsolicited quote. An unsolicited quote represents a customer order and not a market maker's own position and must be removed from the system once the customer order is executed. Compliance with this rule is monitored by FINRA.
Federal securities laws require an issuer making a public offering of securities to file a registration statement with the SEC. Pink OTC Markets has become increasingly concerned that the unsolicited quote exception in Exchange Act Rule 15c2-11 is being abused by unscrupulous individuals to engage in questionable and possibly fraudulent activities in violation of the federal securities laws. Pink OTC Markets, as a matter of policy, does not believe that the Unsolicited Quote Exemption should be used to circumvent FINRA's 211 process. As a result, effective February 6, 2006, Pink OTC Markets is limiting the publication of unsolicited quotes to securities of seasoned issuers only. A seaoned security is generally defined as a security for which there has previously been a public market or a security of an issuer that has other seasoned securities.
Pink OTC Markets generally will publish unsolicited quotations in securities that meet one of the following five conditions:
The Issuer of the securities is subject to Section 13 or 15(d) of the Exchange Act, is current in its filing obligations and has other seasoned securities currently trading on the NYSE, AMEX, NASDAQ, OTCBB or the Pink Sheets.
The securities were recently delisted from NYSE, AMEX, NASDAQ or the OTCBB;
The Issuer is a bank, savings and loan, or insurance company;
The securities were issued as part of a bankruptcy plan of reorganization; or
The security being quoted is a foreign ordinary, which is listed on a foreign exchange, or an ADR representing such ordinaries
In order to publish an unsolicited quote for a security that meets one of the above conditions and is not already quoted on the Pink Quote system, a broker should submit this form to Pink OTC Markets:
Broker/Dealer Unsolicited Quote Entry (pdf)
Issuers of previously unseasoned securities that originally entered the Pink Sheets prior to February 6, 2006 using the unsolicited quote exemption and continue to be quoted only on an unsolicited basis are required by Pink OTC Markets to continue to make periodic disclosure using the OTC Disclosure and News Service. If the Issuer ceases to provide current information, Pink OTC Markets may cease to allow broker/dealers to publish quotes in its securities.
For additional information on Pink OTC Markets' policy regarding the publication of unsolicited quotes, and for information on Pink OTC Markets' disclosure requirements for securities quoted on an unsolicited basis prior to February 6, 2006, click here.
Subscribe to:
Posts (Atom)
